Q. Where do I find information about brokers or investment advisers?

Answer

The Nelson’s Directory of Investment Managers was discontinued in 2008. The UTSA Libraries does not have any holdings for it.

You may find information about individual brokers / investment advisers or firms on regulatory sites, such as FINRA (Financial Industry Regulatory Authority, Inc.) or SEC (U.S. Securities and Exchange Commission). Search by individual or a firm:

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  • Last Updated Jan 30, 2018
  • Views 31
  • Answered By Natasha Arguello

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